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Employer firm

Raymond James Investment Management CRD 174904

$16.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Investment Management

780 Carillon Parkway, St Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-16
  • FL RA
    APPROVED
    Since 2022-09-16

Branch Locations

780 Carillon Parkway, St Petersburg, FL 33716 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Tampa FL 05/2021 07/2022
Unemployed Tarpon Springs FL 10/2020 05/2021
Dunedin Fire Rescue Dunedin FL 03/2017 10/2020
Sunstar Paramedics Largo FL 11/2016 02/2017
Dunedin Parks Department Dunedin FL 12/2015 12/2016
Precision Safety Films Palm Harbor FL 12/2010 11/2016
The Prudential Insurance Company Of America Tampa FL 08/2021 07/2022
Raymond James & Associates, Inc. Saint Petersburg FL 07/2022 Present
Carillon Tower Advisers, Inc. Saint Petersburg FL 07/2022 Present
  • 05/2021 → 07/2022
    Tampa, FL
  • 10/2020 → 05/2021
    Unemployed
    Tarpon Springs, FL
  • 03/2017 → 10/2020
    Dunedin Fire Rescue
    Dunedin, FL
  • 11/2016 → 02/2017
    Sunstar Paramedics
    Largo, FL
  • 12/2015 → 12/2016
    Dunedin Parks Department
    Dunedin, FL
  • 12/2010 → 11/2016
    Precision Safety Films
    Palm Harbor, FL
  • 08/2021 → 07/2022
    The Prudential Insurance Company Of America
    Tampa, FL
  • 07/2022 → Present
    Raymond James & Associates, Inc.
    Saint Petersburg, FL
  • 07/2022 → Present
    Carillon Tower Advisers, Inc.
    Saint Petersburg, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-11
S63 Uniform Securities Agent State Law Examination 2021-11-16
  • S65 Uniform Investment Adviser Law Examination
    2022-01-11
  • S63 Uniform Securities Agent State Law Examination
    2021-11-16
Other Names
  • Michael J Schaefer
  • Michael Joseph Schaefer
  • Michael Schaefer
  • Michael J. Schaefer

View on SEC IAPD

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