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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-10-10
  • WA RA
    APPROVED
    Since 2025-10-10

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

428 Westlake Ave N, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Issaquah WA 05/2021 01/2022
J.P. Morgan Securities Llc Issaquah WA 05/2021 01/2022
Cathay Bank Rancho Cucamonga CA 10/2019 03/2021
Jpmorgan Chase Bank, N.A. Hacienda Heights CA 10/2017 09/2019
Lsm Realty Walnut CA 12/2016 08/2017
Usa Social Corp Baldwin Park CA 01/2015 11/2016
Unemployed Rowland Heights CA 09/2017 09/2017
Unemployed Renton WA 04/2021 04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated North Bend WA 01/2022 Present
Bank Of America, N.A. North Bend WA 01/2022 Present
Key Investment Services, Llc Brooklyn OH 10/2025 Present
  • 05/2021 → 01/2022
    Jpmorgan Chase Bank, N.A.
    Issaquah, WA
  • 05/2021 → 01/2022
    J.P. Morgan Securities Llc
    Issaquah, WA
  • 10/2019 → 03/2021
    Cathay Bank
    Rancho Cucamonga, CA
  • 10/2017 → 09/2019
    Jpmorgan Chase Bank, N.A.
    Hacienda Heights, CA
  • 12/2016 → 08/2017
    Lsm Realty
    Walnut, CA
  • 01/2015 → 11/2016
    Usa Social Corp
    Baldwin Park, CA
  • 09/2017 → 09/2017
    Unemployed
    Rowland Heights, CA
  • 04/2021 → 04/2021
    Unemployed
    Renton, WA
  • 01/2022 → Present
    North Bend, WA
  • 01/2022 → Present
    Bank Of America, N.A.
    North Bend, WA
  • 10/2025 → Present
    Brooklyn, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-21
S63 Uniform Securities Agent State Law Examination 2021-07-15
  • S66 Uniform Combined State Law Examination
    2022-07-21
  • S63 Uniform Securities Agent State Law Examination
    2021-07-15

View on SEC IAPD

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