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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-11
SD RA APPROVED 2022-08-16
  • TX RA
    APPROVED
    Since 2022-10-11
  • SD RA
    APPROVED
    Since 2022-08-16

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

110 S Phillips Ave, Sioux Falls, SD 57104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sioux Falls SD 05/2021 Present
Parker Hanson Motivational Speaking Sioux Falls SD 08/2021 Present
Jj's Axes And Ales Sioux Falls SD 05/2020 03/2021
Harrisburg Baseball Association Harrisburg SD 05/2020 10/2020
Fargo Youth Baseball Fargo ND 05/2018 08/2019
University Of Minnesota - Crookston Crookston MN 09/2018 04/2019
University Of Minnesota - Crookston Crookston MN 08/2016 05/2019
Augustana University Sioux Falls SD 06/2019 05/2021
Access North Hibbing MN 05/2017 08/2017
Bank Of America, N.A. Sioux Falls SD 07/2022 Present
Sioux Falls Canaries Sioux Falls SD 06/2021 07/2021
  • 05/2021 → Present
    Sioux Falls, SD
  • 08/2021 → Present
    Parker Hanson Motivational Speaking
    Sioux Falls, SD
  • 05/2020 → 03/2021
    Jj's Axes And Ales
    Sioux Falls, SD
  • 05/2020 → 10/2020
    Harrisburg Baseball Association
    Harrisburg, SD
  • 05/2018 → 08/2019
    Fargo Youth Baseball
    Fargo, ND
  • 09/2018 → 04/2019
    University Of Minnesota - Crookston
    Crookston, MN
  • 08/2016 → 05/2019
    University Of Minnesota - Crookston
    Crookston, MN
  • 06/2019 → 05/2021
    Augustana University
    Sioux Falls, SD
  • 05/2017 → 08/2017
    Access North
    Hibbing, MN
  • 07/2022 → Present
    Bank Of America, N.A.
    Sioux Falls, SD
  • 06/2021 → 07/2021
    Sioux Falls Canaries
    Sioux Falls, SD
Other Businesses

Name of the Other Business: Parker Hanson Motivational SpeakingNot Investment RelatedAddress: Sioux Falls, SDNature of the Other business: Contracted motivational speakerYour Position: ContractorTitle or relationship: Sole person of businessStart date: 08/2021Approximate number of hours/month: 8Number of hours during securities trading:8Briefly describe your duties relating to the other business: Travel to organizations to speak about mental health and overcoming obstacles. I*1351315For profit or not for profit: Entity CharitableName of outside business organization: Employment Disability ResourcesInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Charitable Organization"]Position, title, association: ["Board Member"], Start date of relationship: 6/21/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: , Provide education, awareness, and resources to promote the successful employment and inclusion of people with disabilities. I*2659276, Entity Type: Entity For Profit, Name of OBA: Locker Room 2 Boardroom, Address: Timnath, Colorado, 80547, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 08/04/2025, No Hours: 3 Monthly, No Hours during Trading: 1 Monthly, Duties: The co-founder, J S, reached out to me about growing into the Sioux Falls market and would like me to be a Community Ambassador to help grow into the market. Responsibilities would include attending events hosted by LR2BR and promoting the group. Locker Room 2 Boardroom is a networking platform for former college and professional athletes. The co-founder, J S, reached out to me about growing into the Sioux Falls market and would like me to be a Community Ambassador to help grow into the market.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-12
  • S66 Uniform Combined State Law Examination
    2022-08-12

View on SEC IAPD

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