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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

11111 Santa Monica Blvd Ste 1100, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Starbucks Coffee Company San Francisco CA 07/2008 06/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2021 06/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2022 06/2022
Hayley Dickson Los Angeles CA 03/2023 04/2023
M Advisory Group M Financial Torrance CA 06/2022 03/2023
Hayley Dickson Los Angeles CA 04/2023 Present
Northwestern Mutual Investment Services Llc Los Angeles CA 05/2023 Present
Northwestern Mutual Investment Services Llc Los Angeles CA 11/2021 07/2022
  • 07/2008 → 06/2021
    Starbucks Coffee Company
    San Francisco, CA
  • 07/2021 → 06/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2022 → 06/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2023 → 04/2023
    Hayley Dickson
    Los Angeles, CA
  • 06/2022 → 03/2023
    M Advisory Group M Financial
    Torrance, CA
  • 04/2023 → Present
    Hayley Dickson
    Los Angeles, CA
  • 05/2023 → Present
    Los Angeles, CA
  • 11/2021 → 07/2022
    Los Angeles, CA
Previous Registrations
Other Businesses

1. Two Eyed Jack LLC, Not Investment-related, 1718 Capitol Avenue , Cheyenne, WY, USA, 82001, 50% Owner, Start Date: 02/01/2019, 1 hrs per week, 0 trading hrs per week, Real estate holding company, Duties: This is a holding company for real estate rentals held in PA. 2. Tiger Stripe Consulting, Not Investment-related, 1008 W Avenue M14 Suite A D180, Palmdale, CA, USA, 93551, 100% Owner, Start Date: 01/01/2019, 2 hrs per week, 0 trading hrs per week, Marketing Consulting, Duties: Deliver paid advertising audits and services on a freelance basis. 2. 50% OWNER, TWO EYED JACK, LLC, 3026 DIVISION ST., LOS ANGELES, , CALIFORNIA, 90065, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 7/15/2019, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTAL PROPERTY OWNER / OVERSEE MANAGEMENT DUTIES OF THE PROPERTIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-09
S63 Uniform Securities Agent State Law Examination 2021-12-29
  • S65 Uniform Investment Adviser Law Examination
    2022-11-09
  • S63 Uniform Securities Agent State Law Examination
    2021-12-29
Other Names
  • Benjamin Rush Miller
  • Benjamin R Miller
  • Benjamin R Miller-Rios

View on SEC IAPD

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