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Nicolas Stgeme

Rbc Capital Markets, LLC

San Jose, CA

San Jose, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-12
CA RA APPROVED 2024-01-08
  • TX RA
    APPROVED
    Since 2024-01-12
  • CA RA
    APPROVED
    Since 2024-01-08

Branch Locations

99 Almaden Boulevard Suite 300, San Jose, CA 95113-1603 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc San Jose CA 03/2022 Present
New York Life Insurance Company Glendale CA 06/2021 03/2022
University Of Richmond Richmond VA 09/2019 08/2020
University Of Richmond Richmond VA 08/2016 05/2020
Unemployed San Marino CA 05/2020 06/2021
  • 03/2022 → Present
    Rbc Capital Markets, Llc
    San Jose, CA
  • 06/2021 → 03/2022
    New York Life Insurance Company
    Glendale, CA
  • 09/2019 → 08/2020
    University Of Richmond
    Richmond, VA
  • 08/2016 → 05/2020
    University Of Richmond
    Richmond, VA
  • 05/2020 → 06/2021
    Unemployed
    San Marino, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-06
  • S66 Uniform Combined State Law Examination
    2024-01-06
Other Names
  • Nicolas St Geme

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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