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Riley Charles Zimmerman

Modern Wealth Management, LLC

Rochester, NY

Kansas City, MO

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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-06
  • NY RA
    APPROVED
    Since 2024-11-06

Branch Locations

One Bausch & Lomb Place Suite 900, Rochester, NY 14604 • United States

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wal-Mart Inc Oswego NY 10/2016 12/2016
Wegmans Inc Rochester NY 04/2012 05/2017
Suny Oswego Oswego NY 08/2013 05/2017
Ymca Of Greater Rochester Rochester NY 05/2017 09/2017
Paychex Inc. Rochester NY 07/2018 09/2019
Paychex Inc Rochester NY 10/2019 05/2021
Public School System Rochester NY 09/2017 06/2018
Lpl Financial Llc Rochester NY 05/2021 03/2024
Beltz-Ianni & Associates Rochester NY 05/2021 03/2024
Modern Wealth Management, Llc Lenexa KS 03/2024 Present
  • 10/2016 → 12/2016
    Wal-Mart Inc
    Oswego, NY
  • 04/2012 → 05/2017
    Wegmans Inc
    Rochester, NY
  • 08/2013 → 05/2017
    Suny Oswego
    Oswego, NY
  • 05/2017 → 09/2017
    Ymca Of Greater Rochester
    Rochester, NY
  • 07/2018 → 09/2019
    Paychex Inc.
    Rochester, NY
  • 10/2019 → 05/2021
    Paychex Inc
    Rochester, NY
  • 09/2017 → 06/2018
    Public School System
    Rochester, NY
  • 05/2021 → 03/2024
    Lpl Financial Llc
    Rochester, NY
  • 05/2021 → 03/2024
    Beltz-Ianni & Associates
    Rochester, NY
  • 03/2024 → Present
    Modern Wealth Management, Llc
    Lenexa, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-01
S63 Uniform Securities Agent State Law Examination 2021-08-30
  • S65 Uniform Investment Adviser Law Examination
    2024-11-01
  • S63 Uniform Securities Agent State Law Examination
    2021-08-30
Other Names
  • Riley Zimmerman

View on SEC IAPD

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JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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