Ronald Lee Henry

Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2021-12-22

TN RA
APPROVED

Since 2021-12-22

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

Knoxville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Knights Of Columbus Insurance	New Haven	CT	03/2013	Present
Knights Of Columbus Asset Advisors, Llc	New Haven	CT	05/2021	Present

03/2013 → Present

Knights Of Columbus Insurance

New Haven, CT
05/2021 → Present

Knights Of Columbus Asset Advisors, Llc

New Haven, CT

Other Businesses

Knights of Columbus Insurance investment-related New Haven, CT Insurance and Financial Services Field Agent 03/01/2013 180 hours/monthly 120 hours/monthly Sell Insurance and Fixed Annuities

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-12-17

S65 Uniform Investment Adviser Law Examination

2021-12-17

Other Names

Ron Henry
Ronald Henry

View on SEC IAPD