Leah Kathryn Givens-tarkenton

Current Employers

Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-03-16

NC RA
APPROVED

Since 2026-03-16

Branch Locations

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

2301 Airport Blvd, Wilson, NC 27896 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Level Four Advisory Services	Dallas	TX	05/2021	Present
East Carolina University	Greenville	NC	08/2017	05/2021
Ralph L. Fike High School	Wilson	NC	08/2014	05/2017

05/2021 → Present

Level Four Advisory Services

Dallas, TX
08/2017 → 05/2021

East Carolina University

Greenville, NC
08/2014 → 05/2017

Ralph L. Fike High School

Wilson, NC

Other Businesses

Level Four Financial, LLC -New Business Associate affiliate company, located at 2301 Airport Blvd, Wilson, NC 27896, started 5/2021, Investment Related, Registered Broker Dealer, devote approximately 50% of time to this entity during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-03-16

S65 Uniform Investment Adviser Law Examination

2026-03-16

Other Names

Leah Kathryn Givens

View on SEC IAPD

Current Employers

Level Four Advisory Services

Disclosures

Employment History

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