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Samuel Bernard Eisenberg

Ameriprise Financial Services, LLC

Walnut Creek, CA

CRD 7378417

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-06
  • CA RA
    APPROVED
    Since 2022-06-06

Branch Locations

1333 N California Blvd Ste 630, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Walnut Creek CA 05/2021 Present
Blackrock Financial Management San Francisco CA 04/1998 03/2019
Unemployed Danville CA 04/2019 04/2021
  • 05/2021 → Present
    Ameriprise Financial Services, Llc
    Walnut Creek, CA
  • 04/1998 → 03/2019
    Blackrock Financial Management
    San Francisco, CA
  • 04/2019 → 04/2021
    Unemployed
    Danville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-18
  • S66 Uniform Combined State Law Examination
    2022-05-18
Other Names
  • Sam Eisenberg

View on SEC IAPD

Nearby Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nearby Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL

Nearby Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA

More in Walnut Creek, CA

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