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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-01 |
| PA | RA | APPROVED | 2024-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chiaro Investment Services | Forty Fort | PA | 05/2021 | 08/2022 |
| Unemployed | Scott Township | PA | 01/2020 | 04/2021 |
| Justus True Value | Clarks Summit | PA | 05/2016 | 12/2019 |
| Pennsylvania State University | State College | PA | 08/2019 | Present |
| Scranton Preparatory School | Scranton | PA | 09/2015 | 05/2019 |
| Lpl Financial, Llc | Dunnmore | PA | 08/2022 | Present |
| Fncb Bank | Dunnmore | PA | 08/2022 | Present |
1) 9/2022 - DBA for LPL Business (entity for LPL business) - 1st Investment Services - Investment Related - Forty Fort, PA 18704 2) 9/2022 - DBA for LPL Business (entity for LPL business) - Chiaro Investment Services - Investment Related - Forty Fort, PA 18704 3) 9/2022 - DBA for LPL Business (entity for LPL business) - FNCB Wealth Management - Investment Related - Forty Fort, PA 18704 4) 9/2022 - DBA for LPL Business (entity for LPL business) - FNCB Wealth Management Services - Investment Related - Forty Fort, PA 18704 5) 07/09/2024 - Peoples Security Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 160 Hours Per Month/ 6 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-02 |
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