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Anthony R Tramonte

Ubs Financial Services Inc.

Chicago, IL

CRD 7378336

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-04-24
  • IL RA
    APPROVED
    Since 2025-04-24

Branch Locations

1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plandome Country Club Plandome NY 05/2019 08/2019
Mineola Middle School Mineola NY 06/2020 08/2020
Spuntinos Williston Park NY 12/2020 01/2021
Ubs Financial Services, Inc Chicago IL 06/2021 08/2021
Ubs Financial Services, Inc Chicago IL 06/2022 08/2022
Ubs Financial Services, Inc Chicago IL 06/2023 Present
Chaminade High School Mineola NY 08/2015 05/2019
The University Of Scranton Scranton PA 08/2019 05/2023
  • 05/2019 → 08/2019
    Plandome Country Club
    Plandome, NY
  • 06/2020 → 08/2020
    Mineola Middle School
    Mineola, NY
  • 12/2020 → 01/2021
    Spuntinos
    Williston Park, NY
  • 06/2021 → 08/2021
    Ubs Financial Services, Inc
    Chicago, IL
  • 06/2022 → 08/2022
    Ubs Financial Services, Inc
    Chicago, IL
  • 06/2023 → Present
    Ubs Financial Services, Inc
    Chicago, IL
  • 08/2015 → 05/2019
    Chaminade High School
    Mineola, NY
  • 08/2019 → 05/2023
    The University Of Scranton
    Scranton, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-05
  • S66 Uniform Combined State Law Examination
    2024-02-05
Other Names
  • Anthony Robert Tramonte

View on SEC IAPD

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Nearby Investors

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HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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