Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-16
MN RA APPROVED 2024-02-15
  • TX RA
    APPROVED_RES
    Since 2024-02-16
  • MN RA
    APPROVED
    Since 2024-02-15

Branch Locations

605 Water St. S., Northfield, MN 55057 • United States

Farmington, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linder Agency Northfield MN 08/2001 Present
Voya Financial Advisors, Inc. Northfield MN 05/2015 04/2018
Securities America, Inc. Northfield MN 04/2018 02/2024
Securities America Advisors Northfield MN 04/2018 02/2024
Cambridge Investment Research Inc. Fairfield IA 02/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2024 Present
  • 08/2001 → Present
    Linder Agency
    Northfield, MN
  • 05/2015 → 04/2018
    Northfield, MN
  • 04/2018 → 02/2024
    Securities America, Inc.
    Northfield, MN
  • 04/2018 → 02/2024
    Securities America Advisors
    Northfield, MN
  • 02/2024 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 02/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2018-04-30 → 2024-02-23
    Securities America Advisors, Inc.
    Northfield, MN
  • 2017-05-12 → 2018-05-01
    Northfield, MN
    Brooklyn Park, MN
Other Businesses

1) SETH LINDER, 605 WATER ST S NORTHFIELD MN 55057, 02/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 5 HR/MO 1 HR/MO TRADING 2) SETH LINDER, 19410 EUREKA ACE W FARMINGTON MN 55024, 02/2024, OWNER, RETAIL STORE, NIR, 40 HR/MO 0 HR/MO TRADING 3) SETH LINDER, 605 WATER ST S NORTHFIELD MN 55057, 02/2024, NOTARY, ADMINISTRATIVE, NIR, 1 HR/MO 1 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 02/2024, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-03
S63 Uniform Securities Agent State Law Examination 2015-12-18
  • S65 Uniform Investment Adviser Law Examination
    2017-04-03
  • S63 Uniform Securities Agent State Law Examination
    2015-12-18

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Northfield, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor