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Kevin Lee Seymour

Knights Of Columbus Asset Advisors LLC

New Haven, CT

Saginaw, MI

CRD 7378045

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Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-06-27
  • MI RA
    APPROVED
    Since 2023-06-27

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

5580 State Street Suite 8, Saginaw, MI 48603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance Saginaw MI 06/2020 Present
Unemployed Freeland MI 03/2020 06/2020
Logan's Roadhouse Midland MI 09/2011 03/2020
Knights Of Columbus Asset Advisor Llc Saginaw MI 05/2021 Present
  • 06/2020 → Present
    Knights Of Columbus Insurance
    Saginaw, MI
  • 03/2020 → 06/2020
    Unemployed
    Freeland, MI
  • 09/2011 → 03/2020
    Logan's Roadhouse
    Midland, MI
  • 05/2021 → Present
    Knights Of Columbus Asset Advisor Llc
    Saginaw, MI
Other Businesses

Knights of Columbus Insurance Field Agent Non-Investment Related. Field Agent - Selling Life Insurance & Annuities, Long Term Care Insurance, and Disability Insurance. Started 06/2020 160 hours monthly. New Haven, CT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-27
  • S65 Uniform Investment Adviser Law Examination
    2023-06-27
Other Names
  • Kevin Lee Seymour

View on SEC IAPD

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