Michael Joseph Caserio

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2021 → 09/2021
  Oppenheimer & Co Inc.
  Birmingham, MI
• 09/2018 → Present
  University Of Michigan
  Ann Arbor, MI
• 08/2020 → 10/2020
  Cb2 Enterprise
  Troy, MI
• 05/2018 → 08/2019
  Honda
  Bloomfield, MI
• 08/2014 → 05/2018
  University Of Detroit Jesuit High School
  Detroit, MI
• 06/2022 → Present
  Nuveen Securities, Llc
  Chicago, IL
• 06/2022 → Present
  Nuveen Asset Management Llc
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2022-07-30

Other Names

• Michael Joseph Caserio
• Michael J Caserio