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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-01-31
  • NY RA
    APPROVED
    Since 2023-01-31

Branch Locations

16 Computer Drive West, Albany, NY 12205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Daniels Financial Partners, Inc. Albany NY 05/2021 06/2022
Price Chopper Supermarkets Schenectday NY 02/2005 05/2021
Lpl Financial Albany NY 05/2021 Present
  • 05/2021 → 06/2022
    Daniels Financial Partners, Inc.
    Albany, NY
  • 02/2005 → 05/2021
    Price Chopper Supermarkets
    Schenectday, NY
  • 05/2021 → Present
    Lpl Financial
    Albany, NY
Other Businesses

1-06/2022 / Daniels Financial Partners / DBA for LPL Business (entity for LPL business) / Investment Related / Albany, NY 2-05/2021 / Notary / Other / Investment Related / 5 HR MNTH / Albany, NY 12205

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-28
  • S66 Uniform Combined State Law Examination
    2023-01-28

View on SEC IAPD

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