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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-07-05 |
| IA | RA | APPROVED | 2023-02-22 |
Branch Locations
375 83Rd St, Burr Ridge, IL 60527 • United States
Palos Height, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Dubuque | IA | 05/2021 | Present |
| Boys And Girls Club Of Greater Dubuque | Dubuque | IA | 09/2019 | 12/2021 |
| Van's Liqour Store | East Dubuque | IL | 09/2021 | 12/2021 |
| Lakeshore Beverage | Chicago | IL | 05/2018 | 02/2021 |
| Amber Mechanical Contractors | Alsip | IL | 06/2017 | 08/2017 |
| Jack Gibbons Gardens | Oak Forest | IL | 05/2016 | 01/2019 |
| Loras College Campus Dining | Dubuque | IA | 08/2017 | 09/2021 |
| Loras College | Dubuque | IA | 08/2017 | 12/2021 |
| St. Rita High School | Chicago | IL | 08/2013 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-17 |
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