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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-06
TX RA APPROVED 2024-09-06
  • CA RA
    APPROVED
    Since 2024-09-06
  • TX RA
    APPROVED
    Since 2024-09-06

Branch Locations

2029 Century Park E Floor 39, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Los Angeles CA 07/2024 Present
Jpmorgan Securities Llc Los Angeles CA 07/2024 Present
Jpmorgan Chase Bank, Na Los Angeles CA 06/2023 08/2023
Usc Marshall School Of Business, University Of Southern Californ Los Angeles CA 08/2019 05/2023
University Of Southern California Los Angeles CA 08/2023 05/2024
Unemployed Los Angeles CA 07/2014 07/2019
Unemployed Santa Barbara CA 06/2024 06/2024
  • 07/2024 → Present
    Jpmorgan Chase Bank, Na
    Los Angeles, CA
  • 07/2024 → Present
    Jpmorgan Securities Llc
    Los Angeles, CA
  • 06/2023 → 08/2023
    Jpmorgan Chase Bank, Na
    Los Angeles, CA
  • 08/2019 → 05/2023
    Usc Marshall School Of Business, University Of Southern Californ
    Los Angeles, CA
  • 08/2023 → 05/2024
    University Of Southern California
    Los Angeles, CA
  • 07/2014 → 07/2019
    Unemployed
    Los Angeles, CA
  • 06/2024 → 06/2024
    Unemployed
    Santa Barbara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
  • S66 Uniform Combined State Law Examination
    2024-09-06
Other Names
  • Arman Nathan Banan

View on SEC IAPD

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