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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Chicago | IL | 06/2022 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 06/2022 | Present |
| Lincolnwood Park District | Chicago | IL | 05/2016 | 08/2019 |
| University Of Illinois | Champaign | IL | 08/2019 | 05/2022 |
| Megent Financial | Orland Park | IL | 05/2021 | 08/2021 |
| Loyola Academy | Wilmette | IL | 06/2014 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-30 |
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