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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Charlotte | NC | 07/2023 | 11/2024 |
| Nuveen Asset Management Llc | Chicago | IL | 07/2023 | 11/2024 |
| Bernhardt Furniture; High Point Furniture Market | High Point | NC | 06/2021 | 05/2023 |
| Bell Partners | Wilmington | NC | 05/2022 | 08/2022 |
| Ameriprise Financial | Greensboro | NC | 05/2021 | 09/2021 |
| Kidsport Gymnastics | Elon | NC | 05/2019 | 08/2020 |
| Fashion Express | Elon | NC | 03/2018 | 06/2018 |
| Western Alamance Middle And High School | Elon | NC | 01/2013 | 06/2019 |
| High Point University | High Point | NC | 08/2019 | 05/2023 |
| Powell Wealth | Cornelius | NC | 12/2024 | 09/2025 |
| Transamerica Investors Securities, Llc | Elon | NC | 03/2026 | Present |
| Transamerica Life Insurance Company | Elon | NC | 03/2026 | Present |
| Unemployed | Elon | NC | 10/2025 | 02/2026 |
Real estate agent with eXp Realty (not investment related) Address: 250 West 1st St Suite 181 Winston Salem, NC Start Date; December 2025 Hours a month spent on business: 20-30 hours Number of security trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-22 |
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