Peter S Shaw

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-11-21
TX	RA	APPROVED_RES	2024-11-21

FL RA
APPROVED

Since 2024-11-21
TX RA
APPROVED_RES

Since 2024-11-21

Branch Locations

4050 West Boy Scout Boulevard, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Temple Terrace	FL	08/2021	Present
Onemain Financial	Pinellas Park	FL	06/2014	07/2021
Morgan Stanley	Temple Terrace	FL	03/2023	Present
Morgan Stanley	Temple Terrace	FL	09/2023	Present

08/2021 → Present

E*Trade Securities Llc

Temple Terrace, FL
06/2014 → 07/2021

Onemain Financial

Pinellas Park, FL
03/2023 → Present

Morgan Stanley

Temple Terrace, FL
09/2023 → Present

Morgan Stanley

Temple Terrace, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-20
S63	Uniform Securities Agent State Law Examination	2021-12-17

S66 Uniform Combined State Law Examination

2024-11-20
S63 Uniform Securities Agent State Law Examination

2021-12-17

View on SEC IAPD