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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-02
IL RA APPROVED 2021-10-04
  • TX RA
    APPROVED
    Since 2022-02-02
  • IL RA
    APPROVED
    Since 2021-10-04

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

500 West 5Th Street 8Th Floor, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Missouri Columbia MO 08/2015 06/2019
Glen Oak Country Club Glen Ellyn IL 07/2019 11/2019
Builtech Services Schaumburg IL 09/2019 11/2019
Magnet Street Carol Stream IL 11/2019 03/2020
Unemployed Wheaton IL 03/2020 05/2021
First Trust Portfolios L.P. Wheaton IL 05/2021 Present
First Trust Advisors L.P. Wheaton IL 05/2021 Present
  • 08/2015 → 06/2019
    University Of Missouri
    Columbia, MO
  • 07/2019 → 11/2019
    Glen Oak Country Club
    Glen Ellyn, IL
  • 09/2019 → 11/2019
    Builtech Services
    Schaumburg, IL
  • 11/2019 → 03/2020
    Magnet Street
    Carol Stream, IL
  • 03/2020 → 05/2021
    Unemployed
    Wheaton, IL
  • 05/2021 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 05/2021 → Present
    Wheaton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-04
  • S66 Uniform Combined State Law Examination
    2021-10-04

View on SEC IAPD

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