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Kathryn Marie Akemann

Rbc Capital Markets, LLC

Florham Park, NJ

Minneapolis, MN

Minneapolis, MN

CRD 7376034

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-12-16
  • MN RA
    APPROVED
    Since 2022-12-16

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 05/2021 Present
Harkraft, Inc. Plymouth MN 06/2019 05/2021
Full-Time Education St. Paul MN 09/2015 05/2019
  • 05/2021 → Present
    Rbc Capital Markets, Llc
    Minneapolis, MN
  • 06/2019 → 05/2021
    Harkraft, Inc.
    Plymouth, MN
  • 09/2015 → 05/2019
    Full-Time Education
    St. Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-16
  • S66 Uniform Combined State Law Examination
    2022-12-16
Other Names
  • Katie Smith
  • Kathryn Marie Smith

View on SEC IAPD

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Nearby Investors

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Nearby Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ

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