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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-07
CA RA APPROVED 2025-10-28
  • TX RA
    APPROVED
    Since 2026-01-07
  • CA RA
    APPROVED
    Since 2025-10-28

Branch Locations

50 W San Fernando St Ste 1500, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Jose CA 04/2021 Present
One Main Financial Newark CA 12/2018 04/2021
Bank Of America San Jose CA 10/2017 12/2018
Infinity Staffing San Jose CA 04/2016 07/2017
  • 04/2021 → Present
    San Jose, CA
  • 12/2018 → 04/2021
    One Main Financial
    Newark, CA
  • 10/2017 → 12/2018
    Bank Of America
    San Jose, CA
  • 04/2016 → 07/2017
    Infinity Staffing
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-28
  • S66 Uniform Combined State Law Examination
    2025-10-28

View on SEC IAPD

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