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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Plano | TX | 05/2021 | 01/2022 |
| Encore Wire Corporation | Mckinney | TX | 07/2016 | 05/2021 |
| Ntx Skills Development | Melissa | TX | 09/2019 | 04/2021 |
| 7 Seas Capital, Llc | Jacksonville | FL | 06/2019 | 05/2021 |
| Full Time Student | Babson Park | AK | 01/2011 | 05/2019 |
| Wells Fargo Clearing Services, Llc | Plano | TX | 01/2022 | Present |
7 SEAS CAPITAL, LLC, INVT RELATED, JACKSONVILLE, FL, 50% OWNERSHIP, START DATE 6/1/2020, 4 HRS PER MONTH, 0 HRS DURING TRADING, HOLDS RENTAL PROPERTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-20 |
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