Best Investors Account Sign in

Sean Michael Jowers

Wells Fargo Clearing Services, LLC

Frisco, TX

CRD 7376013

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-21
  • TX RA
    APPROVED
    Since 2022-01-21

Branch Locations

17 Cowboys Way Ste 500, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Plano TX 05/2021 01/2022
Encore Wire Corporation Mckinney TX 07/2016 05/2021
Ntx Skills Development Melissa TX 09/2019 04/2021
7 Seas Capital, Llc Jacksonville FL 06/2019 05/2021
Full Time Student Babson Park AK 01/2011 05/2019
Wells Fargo Clearing Services, Llc Plano TX 01/2022 Present
  • 05/2021 → 01/2022
    Plano, TX
  • 07/2016 → 05/2021
    Encore Wire Corporation
    Mckinney, TX
  • 09/2019 → 04/2021
    Ntx Skills Development
    Melissa, TX
  • 06/2019 → 05/2021
    7 Seas Capital, Llc
    Jacksonville, FL
  • 01/2011 → 05/2019
    Full Time Student
    Babson Park, AK
  • 01/2022 → Present
    Plano, TX
Previous Registrations
Other Businesses

7 SEAS CAPITAL, LLC, INVT RELATED, JACKSONVILLE, FL, 50% OWNERSHIP, START DATE 6/1/2020, 4 HRS PER MONTH, 0 HRS DURING TRADING, HOLDS RENTAL PROPERTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-20
  • S66 Uniform Combined State Law Examination
    2021-08-20
Other Names
  • Sean Jowers
  • Sean Michael Jowers

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Frisco, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor