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Bennett Ely

J.P. Morgan Securities LLC

Indianapolis, IN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-09-04
TX RA APPROVED 2023-09-04
  • IN RA
    APPROVED
    Since 2023-09-04
  • TX RA
    APPROVED
    Since 2023-09-04

Branch Locations

1 E Ohio St Floor 17, Indianapolis, IN 46204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prosperity Advisors Carmel IN 05/2022 09/2022
Cooke Financial Group Indianapolis IN 05/2021 08/2021
Hobby Lobby Westfield IN 05/2020 05/2021
Human Capital Westfield IN 06/2020 08/2020
The Bridgewater Club Llc Westfield IN 08/2017 11/2018
Unemployed Westfield IN 07/2013 07/2017
Unemployed Westfield IN 12/2018 04/2020
Unemployed Westfield IN 09/2021 09/2021
Unemployed Westfield IN 06/2023 06/2023
Jpmorgan Chase Bank, Na Indianapolis IL 07/2023 Present
Jpmorgan Securities Llc Indianapolis IL 07/2023 Present
Approachable Investing Llc Westfield IN 10/2021 05/2023
  • 05/2022 → 09/2022
    Prosperity Advisors
    Carmel, IN
  • 05/2021 → 08/2021
    Cooke Financial Group
    Indianapolis, IN
  • 05/2020 → 05/2021
    Hobby Lobby
    Westfield, IN
  • 06/2020 → 08/2020
    Human Capital
    Westfield, IN
  • 08/2017 → 11/2018
    The Bridgewater Club Llc
    Westfield, IN
  • 07/2013 → 07/2017
    Unemployed
    Westfield, IN
  • 12/2018 → 04/2020
    Unemployed
    Westfield, IN
  • 09/2021 → 09/2021
    Unemployed
    Westfield, IN
  • 06/2023 → 06/2023
    Unemployed
    Westfield, IN
  • 07/2023 → Present
    Jpmorgan Chase Bank, Na
    Indianapolis, IL
  • 07/2023 → Present
    Jpmorgan Securities Llc
    Indianapolis, IL
  • 10/2021 → 05/2023
    Approachable Investing Llc
    Westfield, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-03
  • S66 Uniform Combined State Law Examination
    2023-09-03
Other Names
  • Bennett Ely
  • Bennett Stephen Ely

View on SEC IAPD

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SANCTUARY ADVISORS, LLC · Indianapolis, IN
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STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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