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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-07-29
  • OH RA
    APPROVED
    Since 2009-07-29

Branch Locations

1604 East Perkins Ste. 208, Sandusky, OH 44870 • United States

118 East Third Street Suite E, Perrysburg, OH 43551 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moneyc Concepts Capital Corp Palm Beach Gardens FL 07/2009 Present
  • 07/2009 → Present
    Moneyc Concepts Capital Corp
    Palm Beach Gardens, FL
Other Businesses

1. REITZEL REALTY LTD. AGRICULTURE FARMING-COMMERCIAL PROPERTY DEVELOPMENT. DATE IN 1975. 20HRS/YR. LIMITED PARTNER. ATTEND MEETINGS, OFFER SUGGESTIONS, ADVICE & BANKING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-04-13
  • S63 Uniform Securities Agent State Law Examination
    2006-04-13

View on SEC IAPD

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