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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-01-03
  • PA RA
    APPROVED
    Since 2024-01-03

Branch Locations

550 E Swedesford Rd Ste 240, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Ambler PA 10/2018 07/2021
Unemployed Ambler PA 05/2018 09/2018
Satell Institute Malvern PA 07/2017 04/2018
Ikea Usa Conschohoken PA 06/2016 07/2017
Primerica Financial Services Newtown PA 02/2021 07/2021
Pfs Investments Inc. Newtown PA 05/2021 07/2021
New York Life Insurance Co Horsham PA 08/2021 01/2023
Nylife Securities Llc Horsham PA 08/2021 01/2023
Eagle Strategies Llc Horsham PA 01/2023 01/2023
Pruco Securities, Llc Warrington PA 02/2023 12/2023
The Prudential Insurance Company Of America Warrington PA 02/2023 12/2023
Principal Securities, Inc. Wayne PA 12/2023 Present
Principal Life Insurance Company Wayne PA 12/2023 Present
  • 10/2018 → 07/2021
    Self Employed
    Ambler, PA
  • 05/2018 → 09/2018
    Unemployed
    Ambler, PA
  • 07/2017 → 04/2018
    Satell Institute
    Malvern, PA
  • 06/2016 → 07/2017
    Ikea Usa
    Conschohoken, PA
  • 02/2021 → 07/2021
    Primerica Financial Services
    Newtown, PA
  • 05/2021 → 07/2021
    Pfs Investments Inc.
    Newtown, PA
  • 08/2021 → 01/2023
    New York Life Insurance Co
    Horsham, PA
  • 08/2021 → 01/2023
    Nylife Securities Llc
    Horsham, PA
  • 01/2023 → 01/2023
    Horsham, PA
  • 02/2023 → 12/2023
    Warrington, PA
  • 02/2023 → 12/2023
    The Prudential Insurance Company Of America
    Warrington, PA
  • 12/2023 → Present
    Wayne, PA
  • 12/2023 → Present
    Principal Life Insurance Company
    Wayne, PA
Previous Registrations
Other Businesses

INSURANCE POSITION: outside insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/02/2024 ADDRESS: 550 E Swedesford Road, Wayne PA 19087, United States DESCRIPTION: writing life, annuities, DI, LTC, Group and Individual policies for health and/or medical, dental through various carriers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-06
S63 Uniform Securities Agent State Law Examination 2021-06-08
  • S65 Uniform Investment Adviser Law Examination
    2023-01-06
  • S63 Uniform Securities Agent State Law Examination
    2021-06-08
Other Names
  • David Aaron Courlang
  • David A Courlang

View on SEC IAPD

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