Joshua Dale Nokes

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2024-11-06
NC	RA	APPROVED	2022-01-26
IA	RA	APPROVED	2016-08-25
WI	RA	APPROVED	2015-05-14
MN	RA	APPROVED	2014-07-25
ND	RA	APPROVED	2014-07-14

HI RA
APPROVED

Since 2024-11-06
NC RA
APPROVED

Since 2022-01-26
IA RA
APPROVED

Since 2016-08-25
WI RA
APPROVED

Since 2015-05-14
MN RA
APPROVED

Since 2014-07-25
ND RA
APPROVED

Since 2014-07-14

Branch Locations

7650 Edinborough Way Suite 320, Edina, MN 55435 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors, Inc.	Edina	MN	10/2013	Present
Agia	Houston	TX	12/2022	Present

10/2013 → Present

Valic Financial Advisors, Inc.

Edina, MN
12/2022 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products FARMINGTON YOUTH FOOTBALL ASSOCIATION POSITION: Coordinator NATURE: Local youth football association Board. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2025 ADDRESS: PO BOX 293, Farmington MN 55024, United States DESCRIPTION: Work with youth football coaches to create practice plans, develop grade level leaders, coach assignments, team assignments, and other duties as assigned by board. Attend 1 board meeting per month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-07-02
S63	Uniform Securities Agent State Law Examination	2005-05-06

S65 Uniform Investment Adviser Law Examination

2014-07-02
S63 Uniform Securities Agent State Law Examination

2005-05-06

View on SEC IAPD