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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-23 |
| AL | RA | APPROVED | 2021-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Huntsville | AL | 06/2021 | Present |
| Samford University | Birmingham | AL | 08/2017 | 05/2021 |
| Urology Centers Of Alabama | Birmingham | AL | 01/2021 | 04/2021 |
| Huntsville Utilities | Huntsville | AL | 06/2019 | 07/2019 |
| Huntsville Utilities | Huntsville | AL | 06/2018 | 07/2018 |
| Huntsville High School | Huntsville | AL | 08/2013 | 05/2017 |
| The Ledges Country Club | Huntsville | AL | 05/2016 | 09/2016 |
| The Ledges Country Club | Huntsville | AL | 09/2016 | 11/2016 |
*687996- Etsy; Investment related: No; Huntsville, Alabama; Art/Culture; Employee:Other - I want to open a Etsy selling account so i would be the owner of the etsy shop (proprietor, partner, officer, director, employee, trustee, agent); 04/2026; During business hours: 0; After business hours: 20; Administrative:Customer Service:Labor/Service:Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-12 |
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