Mercedes Mariah Hauck

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2021 → 08/2022
  Robinhood Financial, Llc
  Denver, CO
• 03/2018 → 05/2021
  Little Kickers Swim School
  Denver, CO
• 12/2018 → 05/2019
  Uchealth
  Parker, CO
• 06/2016 → 12/2018
  Aspen Dental Care
  Fort Collins, CO
• 06/2016 → 12/2018
  Fort Collins Dental Group
  Fort Collins, CO
• 06/2022 → 08/2022
  Robinhood Markets, Inc
  Denver, CO
• 08/2022 → 10/2022
  Unemployed
  Castle Rock, CO
• 10/2022 → 02/2023
  Td Ameritrade Inc.
  Denver, CO
• 02/2023 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 12/2022 → Present
  Charles Schwab Bank, Ssb
  Lone Tree, CO

Previous Registrations

• 2023-02-13 → 2023-03-02
  Td Ameritrade Investment Management, Llc
  Denver, CO

Other Businesses

1) JMACC Holdings | Investment Related:No|Real Estate (Non-Agent/Broker)|Owner|1/28/2025|Less than 20|0|JMACC holdings is the holding company for our rental property

Exams

• S66 Uniform Combined State Law Examination
  2023-02-10
• S63 Uniform Securities Agent State Law Examination
  2021-10-25

Other Names

• Mercedes Mariah Corina Nagel
• Mercedes M Hauck
• Mercedes Mariah Hauck
• Mercedes Hauck
• Mercedes Nagel