Stephen Matthew Schmidt

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-01-26

MD RA
APPROVED

Since 2022-01-26

Branch Locations

2 East Joppa Road Suite 110, Towson, MD 21286 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Owings Mills	MD	06/2006	12/2022
Charles Schwab & Co., Inc.	Towson	MD	12/2022	Present
Charles Schwab Bank	Towson	MD	11/2023	Present

06/2006 → 12/2022

Td Ameritrade

Owings Mills, MD
12/2022 → Present

Charles Schwab & Co., Inc.

Towson, MD
11/2023 → Present

Charles Schwab Bank

Towson, MD

Previous Registrations

2006-07-11 → 2023-09-07

Td Ameritrade Investment Management, Llc

Lutherville, MD

Pikesville, MD

Towson, MD

Towson, MD
2006-07-11 → 2022-10-14

Td Ameritrade, Inc.

Towson, MD

Omaha, NE
2005-10-20 → 2006-06-06

Morgan Stanley Dw Inc.

Baltimore, MD

Other Businesses

Name of Outside Business:Landlord; Investment Related:Yes; Address of Outside Business:Baltimore, MD; Nature of Outside Business:Rental Property; Position:Landlord; Start Date:2/29/2016; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: minimal activity, renting property.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-10-19

S66 Uniform Combined State Law Examination

2005-10-19

Other Names

Steven Schmidt
Steven Matthew Schmidt

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews