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Thomas Michael Faherty

Argent Retirement Plan Advisors, LLC

New Orleans, LA

Oklahoma City, OK

CRD 7375218

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Employer firm

Argent Retirement Plan Advisors, LLC CRD 165031

$683M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Argent Retirement Plan Advisors, Llc

201 St. Charles Ave. Suite 2420, New Orleans, LA 70170 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-11-06
LA RA APPROVED 2021-06-22
TX RA APPROVED 2021-06-22
  • OK RA
    APPROVED
    Since 2023-11-06
  • LA RA
    APPROVED
    Since 2021-06-22
  • TX RA
    APPROVED
    Since 2021-06-22

Branch Locations

201 St. Charles Ave. Suite 2420, New Orleans, LA 70170 • United States

621 N. Robinson Suite 100, Oklahoma City, OK 73102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Argent Retirement Plan Advisors, Llc New Orleans LA 05/2021 Present
Regions Wealth Management New Orleans LA 02/2009 04/2021
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-22
  • S65 Uniform Investment Adviser Law Examination
    2021-06-22
Other Names
  • Thomas Michael Faherty Jr.

View on SEC IAPD

Nearby Firms

MONTZ HARCUS WEALTH MANAGEMENT
BEACON POINTE ADVISORS, LLC
EDWARD JONES

Nearby Investors

CHRISTINE CHAMPAGNE MONTZ
JOSEPH CHARLES MONTZ
Morell S Crane

Nearby Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA

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