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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-17 |
Branch Locations
915 Highland Pointe Dr Suite 150, Roseville, CA 95678 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-10 |
Branch Locations
915 Highland Pointe Dr Ste 150, Roseville, CA 95678 • United States
915 Highland Pointe Dr Ste 250, Roseville, CA 95678 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dominic Leber | Sacramento | CA | 11/2017 | 01/2018 |
| Integrated Capital Management, Inc. | Scranton | PA | 11/2013 | 05/2017 |
| Dominic Leber | Sacramento | CA | 01/2018 | 05/2022 |
| Northwestern Mutual Investment Services Llc | Sacramento | CA | 11/2017 | 05/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2018 | 05/2022 |
| Next Financial Group, Inc. | Houston | TX | 06/2022 | 07/2025 |
| Sierra Ridge Wealth Management | Sacramento | CA | 06/2022 | Present |
| Lpl Financial Llc | Roseville | CA | 07/2025 | 08/2026 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2026 | Present |
| Unemployed | Sacramento | CA | 06/2017 | 10/2017 |
1. NAME OF OTHER BUSINESS: SIERRA RIDGE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2022 POSITION/TITLE/RELATIONSHIP: PORTFOLIO MANAGER / CIO APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-02-16 |
| S66 | Uniform Combined State Law Examination | 2005-06-22 |
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