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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-26
  • TX RA
    APPROVED
    Since 2026-06-26

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 05/2021 11/2023
J P Morgan Chase Euless TX 06/2019 05/2021
J P Morgan Chase Oakland CA 07/2018 06/2019
Macys Hayward CA 06/2018 07/2018
Amazon Oakland CA 04/2018 06/2019
Unemployed El Cerrito CA 01/2013 03/2018
Charles Schwab & Co., Inc. Westlake TX 11/2023 Present
  • 05/2021 → 11/2023
    Td Ameritrade
    Southlake, TX
  • 06/2019 → 05/2021
    J P Morgan Chase
    Euless, TX
  • 07/2018 → 06/2019
    J P Morgan Chase
    Oakland, CA
  • 06/2018 → 07/2018
    Macys
    Hayward, CA
  • 04/2018 → 06/2019
    Amazon
    Oakland, CA
  • 01/2013 → 03/2018
    Unemployed
    El Cerrito, CA
  • 11/2023 → Present
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-26
S63 Uniform Securities Agent State Law Examination 2023-01-17
  • S66 Uniform Combined State Law Examination
    2026-06-26
  • S63 Uniform Securities Agent State Law Examination
    2023-01-17

View on SEC IAPD

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