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Current Employers
Novem Group

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-11-26
OH RA APPROVED 2025-11-22
NE RA APPROVED 2023-03-21
  • MA RA
    APPROVED
    Since 2025-11-26
  • OH RA
    APPROVED
    Since 2025-11-22
  • NE RA
    APPROVED
    Since 2023-03-21

Branch Locations

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

2032 Brentwood Blvd, Grand Island, NE 68801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kearney High School Kearney NE 08/2016 05/2020
Five Points Financial Kearney NE 06/2020 01/2024
University Of Nebraska At Kearney Kearney NE 08/2020 01/2024
Novem Group Rochester NY 06/2021 Present
American Portfolios Financial Services, Inc Holbrook NY 06/2021 10/2024
Osaic Wealth, Inc. Grand Island NE 10/2024 Present
  • 08/2016 → 05/2020
    Kearney High School
    Kearney, NE
  • 06/2020 → 01/2024
    Five Points Financial
    Kearney, NE
  • 08/2020 → 01/2024
    University Of Nebraska At Kearney
    Kearney, NE
  • 06/2021 → Present
    Rochester, NY
  • 06/2021 → 10/2024
    American Portfolios Financial Services, Inc
    Holbrook, NY
  • 10/2024 → Present
    Osaic Wealth, Inc.
    Grand Island, NE
Other Businesses

1) OSAIC WEALTH, INC., BROKER/DEALER, INVESTMENT-RELATED, REGISTERED REPRESENTATIVE, START DATE 10/2024, 20 HRS/MONTH DURING TRADING HRS AND TOTAL 2) FIVE POINTS FINANCIAL, NON-INVESTMENT RELATED, INTERN, START DATE 6/2020, 120 HRS/MONTH DURING TRADING HOURS AND TOTAL. 3) FIVE POINTS INSURANCE POSITION: Financial Advisor NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2025 ADDRESS: 1809 W 39th St, Kearney NE 68845, United States DESCRIPTION: Provide Insurance help to clients when needed 4) FIVE POINTS BANK POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2020 ADDRESS: 1809 W 39th St, Kearney NE 68845, United States DESCRIPTION: I am a financial advisor getting paid salary from Five Points Bank 5) KEARNEY PUBLIC SCHOOLS POSITION: Assistant Coach NATURE: School System INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 2702 W 11th st, Kearney NE 68845, United States DESCRIPTION: I am an assistant coach for the basketball team. 6) NOVEM GROUP POSITION: Financial Advisor NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2021 ADDRESS: 1809 W 39th St, Kearney NE 68845, United States DESCRIPTION: I am a financial advisor under the umbrella of Novem Group

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-21
  • S66 Uniform Combined State Law Examination
    2023-02-21

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