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350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-11-26 |
| OH | RA | APPROVED | 2025-11-22 |
| NE | RA | APPROVED | 2023-03-21 |
Branch Locations
350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kearney High School | Kearney | NE | 08/2016 | 05/2020 |
| Five Points Financial | Kearney | NE | 06/2020 | 01/2024 |
| University Of Nebraska At Kearney | Kearney | NE | 08/2020 | 01/2024 |
| Novem Group | Rochester | NY | 06/2021 | Present |
| American Portfolios Financial Services, Inc | Holbrook | NY | 06/2021 | 10/2024 |
| Osaic Wealth, Inc. | Grand Island | NE | 10/2024 | Present |
1) OSAIC WEALTH, INC., BROKER/DEALER, INVESTMENT-RELATED, REGISTERED REPRESENTATIVE, START DATE 10/2024, 20 HRS/MONTH DURING TRADING HRS AND TOTAL 2) FIVE POINTS FINANCIAL, NON-INVESTMENT RELATED, INTERN, START DATE 6/2020, 120 HRS/MONTH DURING TRADING HOURS AND TOTAL. 3) FIVE POINTS INSURANCE POSITION: Financial Advisor NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2025 ADDRESS: 1809 W 39th St, Kearney NE 68845, United States DESCRIPTION: Provide Insurance help to clients when needed 4) FIVE POINTS BANK POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2020 ADDRESS: 1809 W 39th St, Kearney NE 68845, United States DESCRIPTION: I am a financial advisor getting paid salary from Five Points Bank 5) KEARNEY PUBLIC SCHOOLS POSITION: Assistant Coach NATURE: School System INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 2702 W 11th st, Kearney NE 68845, United States DESCRIPTION: I am an assistant coach for the basketball team. 6) NOVEM GROUP POSITION: Financial Advisor NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2021 ADDRESS: 1809 W 39th St, Kearney NE 68845, United States DESCRIPTION: I am a financial advisor under the umbrella of Novem Group
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-21 |
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