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Philip A. Navarro

Cetera Investment Advisers LLC

New Orleans, LA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-08-10
  • LA RA
    APPROVED
    Since 2022-08-10

Branch Locations

701 Poydras Street, New Orleans, LA 70139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Whitney Bank New Orleans LA 10/2020 Present
Hancock Whitney Investment Services, Inc. New Orleans LA 05/2021 08/2022
Hancock Whitney Bank New Orleans LA 12/2015 10/2020
Cetera Investment Services Llc Saint Cloud MN 08/2022 Present
Cetera Investment Advisers Llc New Orleans LA 08/2022 Present
Previous Registrations
Other Businesses

PRIVATE BANKER AT HANCOCK WHITNEY; PERFORM FUNCTIONS AS BANKER INCLUDING LOANS AND DEPOSITS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-27
  • S66 Uniform Combined State Law Examination
    2021-08-27

View on SEC IAPD

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Other Offices

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BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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