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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hancock Whitney Bank | New Orleans | LA | 10/2020 | Present |
| Hancock Whitney Investment Services, Inc. | New Orleans | LA | 05/2021 | 08/2022 |
| Hancock Whitney Bank | New Orleans | LA | 12/2015 | 10/2020 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2022 | Present |
| Cetera Investment Advisers Llc | New Orleans | LA | 08/2022 | Present |
PRIVATE BANKER AT HANCOCK WHITNEY; PERFORM FUNCTIONS AS BANKER INCLUDING LOANS AND DEPOSITS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-27 |
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