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4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-07-28 |
Branch Locations
4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterling Capital Distributors, Llc | Charlotte | NC | 06/2021 | Present |
| Sterling Capital Management | Charlotte | NC | 04/2019 | Present |
| Business Expansion Funding Corporation | Charlotte | NC | 05/2017 | 03/2019 |
| Queen's University Of Charlotte | Charlotte | NC | 08/2013 | 05/2018 |
1) Sterling Capital Management LLC; Charlotte, NC; Investment Related; Started 4/30/2019; Finance; CS Analyst/Associate; Client Services Associate; 160 hours per month with 0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-01 |
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