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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-07 |
| MD | RA | APPROVED | 2026-01-05 |
Branch Locations
3801 Pga Blvd Suite 801, Palm Beach Gardens, FL 33410-2757 • United States
Conowingo, MD • United States
128 N Bond St Suite 501, Bel Air, MD 21014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bel Air | MD | 05/2021 | 05/2024 |
| Suntrust | Bel Air | MD | 09/2018 | 12/2020 |
| Fulton Financial Corporation | Oxford | PA | 01/2016 | 08/2018 |
| Unemployed | Bel Air | MD | 01/2021 | 05/2021 |
| Rbc Capital Markets, Llc | Bel Air | MD | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-05 |
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