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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-04
  • TX RA
    APPROVED
    Since 2025-04-04

Branch Locations

498 E Stacy Rd, Allen, TX 75002 • United States

111 West Houston Street, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 05/2021 06/2024
In N Out Burger Irvine CA 01/2017 03/2022
Full Time Student Work - Unt Denton TX 07/2016 01/2017
Charles Schwab & Co., Inc. Westlake TX 02/2022 03/2025
Frost Brokerage Services Allen TX 03/2025 Present
Frost Bank Allen TX 03/2025 Present
Frost Investment Services Allen TX 03/2025 Present
  • 05/2021 → 06/2024
    Td Ameritrade
    Southlake, TX
  • 01/2017 → 03/2022
    In N Out Burger
    Irvine, CA
  • 07/2016 → 01/2017
    Full Time Student Work - Unt
    Denton, TX
  • 02/2022 → 03/2025
    Westlake, TX
  • 03/2025 → Present
    Frost Brokerage Services
    Allen, TX
  • 03/2025 → Present
    Frost Bank
    Allen, TX
  • 03/2025 → Present
    Allen, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-13
S63 Uniform Securities Agent State Law Examination 2021-09-21
  • S66 Uniform Combined State Law Examination
    2024-03-13
  • S63 Uniform Securities Agent State Law Examination
    2021-09-21

View on SEC IAPD

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