Philip Tumea

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2021 → 11/2021
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 01/2020 → 05/2021
  Unemployed/Full-Time Education
  Downers Grove, IL
• 10/2013 → 12/2019
  Now Health Group, Inc.
  Bloomingdale, IL
• 11/2021 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 02/2022 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-02-25
• S63 Uniform Securities Agent State Law Examination
  2021-07-28

Other Names

• Phil Tumea