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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-09-04
  • OH RA
    APPROVED
    Since 2023-09-04

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fresno CA 05/2021 07/2023
Jpmorgan Chase Bank, N.A. Fresno CA 08/2018 07/2023
Citibank Clovis CA 03/2018 07/2018
Old Navy Clovis CA 06/2016 03/2018
California State University Fresno CA 08/2016 05/2020
Nationwide Investment Services Corporation Columbus OH 07/2023 Present
  • 05/2021 → 07/2023
    J.P. Morgan Securities Llc
    Fresno, CA
  • 08/2018 → 07/2023
    Jpmorgan Chase Bank, N.A.
    Fresno, CA
  • 03/2018 → 07/2018
    Citibank
    Clovis, CA
  • 06/2016 → 03/2018
    Old Navy
    Clovis, CA
  • 08/2016 → 05/2020
    California State University
    Fresno, CA
  • 07/2023 → Present
    Nationwide Investment Services Corporation
    Columbus, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-02
S63 Uniform Securities Agent State Law Examination 2021-07-19
  • S65 Uniform Investment Adviser Law Examination
    2023-09-02
  • S63 Uniform Securities Agent State Law Examination
    2021-07-19

View on SEC IAPD

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