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Rebecca Kosnac Baughman

Ameriprise Financial Services, LLC

Richmond, VA

Powhatan, VA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-22
VA RA APPROVED 2016-03-02
  • TX RA
    APPROVED_RES
    Since 2019-03-22
  • VA RA
    APPROVED
    Since 2016-03-02

Branch Locations

1021 E Cary St Ste 1001, Richmond, VA 23219-4051 • United States

Powhatan, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Richmond VA 03/2016 03/2020
Ameriprise Financial Services, Llc Richmond VA 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 2317 Beach Haven Drive, Unit 302, VA Beach, VA, 23451; Not Investment-Related; 04/30/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-20
  • S66 Uniform Combined State Law Examination
    2005-09-20
Other Names
  • Rebecca Kosnac
  • Rebecca Jane Kosnac

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
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UBS FINANCIAL SERVICES INC. · RICHMOND, VA
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