Robert Donald Lindell

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-05
CA	RA	APPROVED	2023-11-21

TX RA
APPROVED_RES

Since 2024-01-05
CA RA
APPROVED

Since 2023-11-21

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

800 Newport Center Drive Suite 650, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rockefeller Capital Llc	Newport Beach	CA	04/2021	Present
Thomson Reuters	Eagan	MN	09/2009	11/2020
Dixie'S On Grand	Saint Paul	MN	12/1995	03/2020
Unemployed	Tustin	CA	11/2020	04/2021

04/2021 → Present

Rockefeller Capital Llc

Newport Beach, CA
09/2009 → 11/2020

Thomson Reuters

Eagan, MN
12/1995 → 03/2020

Dixie'S On Grand

Saint Paul, MN
11/2020 → 04/2021

Unemployed

Tustin, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-20

S66 Uniform Combined State Law Examination

2023-11-20

Other Names

Robb Lindell
Bobby Lindell
Robert Donald Lindell

View on SEC IAPD