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Vu D Chung

Ubs Financial Services Inc.

Ft. Worth, TX

Fort Worth, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-16
  • TX RA
    APPROVED
    Since 2022-02-16

Branch Locations

301 Commerce Ste 2800, Ft. Worth, TX 76102 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Fort Worth TX 06/2021 Present
Prosek Partners New York NY 02/2006 06/2021
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-15
  • S66 Uniform Combined State Law Examination
    2022-02-15

View on SEC IAPD

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