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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-10 |
| MI | RA | APPROVED | 2025-02-28 |
| OH | RA | APPROVED | 2025-02-20 |
| CO | RA | APPROVED | 2024-08-29 |
| NC | RA | APPROVED | 2024-05-29 |
| FL | RA | APPROVED | 2023-12-22 |
| KY | RA | APPROVED | 2023-08-29 |
| GA | RA | APPROVED | 2023-07-10 |
Branch Locations
3525 Piedmont Road Ne Bldg 5, Suite 435, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hall County School District | Gainesville | GA | 07/2018 | 06/2021 |
| Cherokee County School District | Canton | GA | 01/2016 | 07/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2021 | 12/2022 |
| Northwestern Mutual Investment Services Llc | Atlanta | GA | 04/2022 | 12/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2022 | 12/2022 |
| Guardian Life Insurance Company | Atlanta | GA | 12/2022 | Present |
| Park Avenue Securities Llc | Atlanta | GA | 01/2023 | Present |
1. Insurance products other than Guardian, Start Date: 9/24/2025, Address: 3565 Piedmont Road NE, Bldg. 4, Atlanta, GA 30305, 1 total hour per month; 1 during securities trading hours, Investment Related, <10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-11 |
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