Anthony Catapano

Current Employers

Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-03-18

NJ RA
APPROVED

Since 2026-03-18

Branch Locations

161 Madison Ave, Morristown, NJ 07960 • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Adp Broker Dealer Inc	Florham Park	NJ	05/2021	12/2022
Adp Inc	Florham Park	NJ	05/2021	12/2022
Dlg International	Barcelona		01/2020	03/2020
Ruocco's On 9 Italian Restaurant	Manalapan	NJ	06/2019	08/2020
Aunt Butchies Of Brooklyn Italian Restaurant	Marlboro	NJ	06/2018	08/2018
Aunt Butchies Of Brooklyn Italian Restaurant	Marlboro	NJ	06/2019	08/2019
Turning Point Breakfast Of Manalapan	Manalapan	NJ	09/2014	12/2017
Unemployed At College	Providence	RI	12/2017	06/2018
Unemployed At College	Providence	RI	08/2018	06/2019
Unemployed At College	Providence	RI	08/2020	05/2021
Morgan Stanley	New York	NY	12/2022	03/2026
Regulus Financial Group	Kentwood	MI	03/2026	Present
Regal Investment Advisors	Kentwood	MI	03/2026	Present

05/2021 → 12/2022

Adp Broker Dealer Inc

Florham Park, NJ
05/2021 → 12/2022

Adp Inc

Florham Park, NJ
01/2020 → 03/2020

Dlg International

Barcelona
06/2019 → 08/2020

Ruocco's On 9 Italian Restaurant

Manalapan, NJ
06/2018 → 08/2018

Aunt Butchies Of Brooklyn Italian Restaurant

Marlboro, NJ
06/2019 → 08/2019

Aunt Butchies Of Brooklyn Italian Restaurant

Marlboro, NJ
09/2014 → 12/2017

Turning Point Breakfast Of Manalapan

Manalapan, NJ
12/2017 → 06/2018

Unemployed At College

Providence, RI
08/2018 → 06/2019

Unemployed At College

Providence, RI
08/2020 → 05/2021

Unemployed At College

Providence, RI
12/2022 → 03/2026

Morgan Stanley

New York, NY
03/2026 → Present

Regulus Financial Group

Kentwood, MI
03/2026 → Present

Regal Investment Advisors

Kentwood, MI

Previous Registrations

2026-02-12 → 2026-03-16

Morgan Stanley

New York, NY

Purchase, NY

Other Businesses

Business Name: Cornerstone Wealth Associates - Investment Related: Yes - Address: 161 Madison Ave Morristown, NJ 07960 - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Registered Representative/Investment Advisor Representative/Insurance Agent - Start Date: 3/16/2026 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-12
S63	Uniform Securities Agent State Law Examination	2021-10-30

S66 Uniform Combined State Law Examination

2026-02-12
S63 Uniform Securities Agent State Law Examination

2021-10-30

View on SEC IAPD