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Thomas Michael Searson

Providence Capital Advisors, LLC

Charlotte, NC

CRD 4915647

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Employer firm

Providence Capital Advisors, LLC CRD 174631

$1.07B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Providence Capital Advisors, Llc

4500 Cameron Valley Parkway Suite 270, Charlotte, NC 28211 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-02-02
  • NC RA
    APPROVED
    Since 2015-02-02

Branch Locations

4500 Cameron Valley Parkway Suite 270, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Providence Capital Advisors, Llc Charlotte NC 01/2015 Present
Previous Registrations
  • 2005-02-15 → 2015-02-05
    Willingdon Wealth Management Llc
    Huntersville, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-14
  • S65 Uniform Investment Adviser Law Examination
    2005-02-14
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC

Nearby Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS

Nearby Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC

More in Charlotte, NC

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