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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Westlake | TX | 05/2021 | 05/2024 |
| Bj's Brewhouse & Restaurants | Arlington | TX | 02/2019 | 04/2021 |
| Saltgrass Steakhouse | Arlington | TX | 08/2017 | 02/2019 |
| Spring Creek Barbeque | Arlington | TX | 06/2014 | 07/2017 |
| Charles Schwab And Co., Inc. | Westlake | TX | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-21 |
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