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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-05-08 |
Branch Locations
140 Kendrick Street Suite C310, Needham, MA 02494 • United States
Weston, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Needham | MA | 05/2021 | Present |
| Massmutual Life Insurance Co | Needham | MA | 07/2023 | Present |
| Blue Cross Blue Shield Of Ma | Quincy | MA | 08/2014 | 11/2024 |
| Brandeis University | Weston | MA | 09/1997 | Present |
| Harvard University, Division Of Continuing Education | Weston | MA | 09/2015 | 12/2025 |
| University Of Phoenix | Phoenix | AZ | 01/2006 | 12/2017 |
| Sullivan University | Louisville | KY | 01/2013 | 12/2016 |
| Thomas Edison State University | Weston | MA | 05/2013 | Present |
| Franklin University | Weston | MA | 09/2015 | Present |
| American Public University | Weston | MA | 09/2016 | Present |
| University Of Arkansas Grantham | Weston | MA | 04/2018 | Present |
| University Of The Cumberlands | Williamsburg | KY | 06/2019 | 04/2022 |
| Walden University | Baltimore | MD | 05/2020 | 12/2020 |
| Tufts University | Medford | MA | 09/2020 | 12/2021 |
| Southern New Hampshire University | Weston | MA | 08/2021 | Present |
| Northeastern University | Weston | MA | 01/2023 | Present |
| Centre Realty Group | Newton | MA | 06/2022 | Present |
| Commonwealth Care Alliance | Boston | MA | 12/2024 | 12/2025 |
| Embry-Riddle Aeronautical University | Daytona Beach | FL | 05/2025 | Present |
| Purdue University | West Lafayette | IN | 04/2025 | Present |
| Boston University | Boston | MA | 07/2025 | Present |
| Caresource | Weston | MA | 01/2026 | Present |
(1) Name: Centre Realty Group Inv rel: Y Add: 555 Commonwealth Ave, Newton, MA 02459 Nature: Real Estate Position: Real Estate Agent Start date: 06/23/2022 No. HR/MO: 2 No. HR/MO dur trading: 0 (2) Name: Southern New Hampshire University Inv rel: N Add: At Residential Address Nature: Instructor Position: Part-time Adjunct Instructor Start date: 08/01/2021 No. HR/MO: 10 No. HR/MO dur trading: 0 (3) Name: American Public University Inv rel: N Add: At Residential Address Nature: Instructor Position: Part-time Instructor Start date: 09/01/2016 No. HR/MO: 10 No. HR/MO dur trading: 0 (4) Name: Harvard University, Division of Continuing Education Inv rel: N Add: At Residential Address Nature: Instructor Position: Part-time Adjunct Instructor Start date: 09/01/2015 No. HR/MO: 10 No. HR/MO dur trading: 0 (5 )Name: Brandeis University Inv rel: N Add: At Residential Address Nature: Instructor Position: Part-time Program chair for Master of Software Engineering and Part-time Adjunct Instructor Start date: 09/01/1997 No. HR/MO: 4-6 No. HR/MO dur trading: 0 (6)Name: Northeastern University Inv rel: N Add: At Residential Address Nature: Instructor Position: Part-time Faculty Start date: 01/01/2023 No. HR/MO: 0-6 No. HR/MO dur trading: 0 (7)Name: University of Arkansas Grantham Inv rel: N Add: At Residential Address Nature: Instructor Position: Part-time faculty Start date: 04/20/2018 No. HR/MO: 6 No. HR/MO dur trading: 0 (8) Name: Franklin University Inv rel: N Add: At Residential Address Nature: Instructor Position: Part-time Adjunct Instructor Start date: 09/01/2015 No. HR/MO: 0-6 No. HR/MO dur trading: 0 (9) Name: Thomas Edison State University Inv rel: N Add: At Residential Address Nature: Instructor Position: part-time mentor Start date: 05/01/2013 No. HR/MO: 0-6 No. HR/MO dur trading: 0 (10) Name: CareSource Inv rel: N Add: 2 Ave De Lafayette, Boston MA 02111 Nature: Health Insurance Company Employee Position: Lead Product Owner Start date: 12/08/2024 No. HR/MO: 140 No. HR/MO dur trading: 80 Duties: Information technology role to determine software requirements for IT systems for health insurance activities. (11) NAME: Boston University INV REL: N ADD: 1 Silber way, Boston MA NATURE: Part-time faculty for university course in computer science POSITION: Part-time faculty START DATE: 07/01/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Hold lectures, grades assignments, answer student questions (12) NAME: Embry-Riddle Aeronautical University INV REL: N ADD: 1 Aerospace Blvd, Daytona Beach FL 32114 NATURE: Adjunct faculty for university courses in information technology POSITION: Adjunct faculty (part-time) START DATE: 05/15/2025 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Grade assignments, answer student questions (13) NAME: Purdue University INV REL: N ADD: 610 Purdue Mall, West Lafayette IN 47907 NATURE: Adjunct faculty for university course in computer science POSITION: Adjunct faculty (part-time) START DATE: 04/21/2025 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Hold lectures, grade assignments, answer student questions (14) NAME: CareSource INV REL: Y ADD: Residential Address NATURE: Health insurance Co-Non-profit POSITION: Scrum product owner START DATE: 01/01/2026 NO. HR/MO: 140 NO. HR/MO DURING SEC TRADING: 80 DESCRIBE DUTIES: Information technology role to determine software requirements for IT systems for health insurance activities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-25 |
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