Michael Lombardo

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-11-17
CT	RA	APPROVED	2021-07-15

TX RA
APPROVED

Since 2022-11-17
CT RA
APPROVED

Since 2021-07-15

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Greenwich	CT	05/2021	Present
Jpmorgan Securities Llc	Greenwich	CT	05/2021	Present
Hawkins Delafield & Wood Llp	New York	NY	06/2018	03/2020
First County Bank	Stamford	CT	02/2017	06/2018
University Of Connecticut	Stamford	CT	08/2015	05/2018
Luigis Of High Ridge Road Llc	Stamford	CT	06/2016	02/2017
Unemployed	Stamford	CT	04/2020	04/2021
Captains Log, Llc	New Rochelle	NY	03/2026	Present

05/2021 → Present

Jpmorgan Chase Bank Na

Greenwich, CT
05/2021 → Present

Jpmorgan Securities Llc

Greenwich, CT
06/2018 → 03/2020

Hawkins Delafield & Wood Llp

New York, NY
02/2017 → 06/2018

First County Bank

Stamford, CT
08/2015 → 05/2018

University Of Connecticut

Stamford, CT
06/2016 → 02/2017

Luigis Of High Ridge Road Llc

Stamford, CT
04/2020 → 04/2021

Unemployed

Stamford, CT
03/2026 → Present

Captains Log, Llc

New Rochelle, NY

Other Businesses

Entity Name: Captains Log, LLC Investment related: Yes Address: New Rochelle, NY Nature of the other business: Investment Position/Title/Relationship: Owner/Partner Start Date: 03/23/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC formed to invest direct to private company

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-15

S66 Uniform Combined State Law Examination

2021-07-15

Other Names

Michael P Lombardo
Michael Peter Lombardo

View on SEC IAPD